Assistant Director for the Division of Enforcement, New York Regional Office
- Company:U.S. Securities & Exchange Commission
- Short Bio:Sheldon L. Pollock is an Assistant Director for the Division of Enforcement in the U.S. Securities and Exchange Commission’s New York Regional Office. Prior to becoming an Assistant Director in 2015, Mr. Pollock was a Senior Counsel in Enforcement’s Market Abuse Unit, during which time he also served as a Special Assistant United States Attorney in the United States Attorney’s Office for the District of Connecticut. Before joining the SEC in 2010, he practiced law at Davis Polk & Wardwell LLP. Mr. Pollock began his career as a law clerk for the Honorable Colleen Kollar-Kotelly on the United States District Court for the District of Columbia from 2001 to 2003. Mr. Pollock received his JD from Harvard Law School in 2001, an M.Sc. in International Accounting and Finance from the London School of Economics in 1998, and a Bachelor of Science in Accountancy from Villanova University in 1997.
May 11, 2021, 14:00
Regulatory Interchange Webinar featuring the SEC