Speakers

Marni Gibson

NASAA Broker-Dealer Section Chair

Securities Administrator and Director, Kentucky Department of Financial Institutions

  • Company:Kentucky Securities Commission
  • Short Bio:Marni Gibson has over twenty years of experience in the financial services sector and its regulation. After spending time in the industry, she joined the Securities Division of the Kentucky Department of Financial Institutions in 2009. While she focused much of her time on enforcement and investor protection, Marni has held leadership positions in several areas and supervised all three divisions within the agency. Over the last twelve years, Ms. Gibson has been named Securities Enforcement Manager, Depository Division Director, and Deputy Commissioner. Currently, she holds the role of Securities Administrator and Director. During her time with the agency, Ms. Gibson has served on numerous national committees, project groups, and working groups across the financial services spectrum. Marni is currently NASAA’s Broker-Dealer Section Chair. She also serves on NASAA’s board-level Crisis, Planning, and Recovery Committee as well as the Regulation Best Interest Implementation Committee as a sub-group co-chair.
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