Assistant Regional Director with the Asset Management Unit, San Francisco Regional Office
- Company:U.S. Securities & Exchange Commission
- Short Bio:Jeremy is an Assistant Regional Director with the Asset Management Unit of the Enforcement Division of the U.S. Securities and Exchange Commission. The Asset Management Unit investigates and prosecutes securities laws violations by investment advisers, such as advisers to mutual funds, hedge funds, private equity funds, and retail advisers. Jeremy supervises asset management industry investigations primarily involving firms in Northern California and the Pacific Northwest. Before his almost 16 years with the Commission staff in San Francisco, Jeremy was a litigation partner with a law firm in Los Angeles. Jeremy received his bachelor’s and law degrees from UCLA.
May 11, 2021, 14:00
Regulatory Interchange Webinar featuring the SEC