Virtual Regulatory Interchange Webinars

Hear directly from the regulators on the compliance topics that matter most to your business at the NSCP Regulatory Interchange Webinars

2021 NSCP Regulatory Interchange Webinars:

NSCP’s Virtual Regulatory Interchange Webinars
Hear directly from regulatory speakers representing:

  • SEC
  • FINRA
  • Department of Labor / ESBA
  • NASAA and State Regulators
MARCH 9, 2021
Regulatory Interchange Webinar featuring FINRA
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May 11, 2021
Regulatory Interchange Webinar featuring the SEC
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JUNE 8, 2021
Regulatory Interchange Webinar featuring the DOL
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JULY 20, 2021
Regulatory Interchange Webinar featuring NASAA and State Regulators
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Contact Us:
860-672-0843 | membership@nscp.org